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Three Noteworthy Trends from SEC’s Latest Enforcement Push

Intelligize Blog

By announcing a slew of charges for the same violations all at once (or in quick succession), the agency communicates to companies that the allegations of misconduct aren’t isolated incidents. For example, in announcing charges of accounting fraud against a former executive at CIRCOR International Inc. ,

Law Firm 117
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2024 Year in Review

Intelligize Blog

Outgoing SEC Chair Gary Gensler also warned companies to avoid overstating the ways in which theyre applying AI to their own businesses. In one prominent example, the SEC pursued charges against Keurig Dr. Pepper Inc. ESG advocates may have to rely in the short run on regulatory progress at the state level.